REG knowledge centre

Your knowledge hub for tips, views and information in the Regtech world. Explore our collection of news, insights and articles.
Filter our knowledge:

Featured insight

These combined functionalities not only transform operational governance and oversight efficiencies, but have a significant impact on businesses’ abilities to accelerate trade, expand trade partner portfolios and ultimately provide faster routes to revenue.

Zoë Parsons

Head of Marketing

How Compliance Software Can Alleviate Regulatory Burden

In today’s rapidly evolving business landscape, regulatory compliance has become a significant challenge for financial institutions and other regulated industries. The ever-changing and complex regulatory requirements place a heavy burden on organisations, leading to increased costs, resource allocation, and operational inefficiencies. However, a silver lining appears through the rise of compliance software, which serves as an innovative solution to manage the abundance of regulatory requirements.

Learn more
Zoë Parsons

Insights, views and talking points from REG

Building a Faster, Smarter, Safer Market: Research Report

This research report delves into the challenges posed by the ever-evolving regulatory landscape, which have resulted in decreased process efficiency and compliance impacts. Despite the proliferation of technology, the market remains hesitant to fully embrace regulatory technology (RegTech) solutions. However, businesses that have adopted RegTech have experienced significant benefits in streamlining their compliance operations. How can the market overcome the barriers and leverage technology to thrive in the face of regulatory pressures?

Learn more
REG Technologies Logo
Identifying Politically Exposed Persons (PEPs): A comprehensive Guide for Insurance Professionals

How to Identify Politically Exposed Persons (PEPs): A comprehensive Guide for Insurance Professionals

Conducting Politically Exposed Persons Checks is an important process for firms that work in the insurance and financial services sectors, particularly with the pressure they face by regulators such as the FCA. PEPs screening is also crucial for reducing the risks linked to money laundering, corruption, and other forms of financial misconduct.

Learn more
Picture of Sandra Simôes, head of product at REG Technologies
Navigating PEPs and Sanctions Risks: How RegTech Revolutionises Enhanced Due Diligence

Navigating PEPs and Sanctions Risks: How RegTech Revolutionises Enhanced Due Diligence

In today's dynamic financial landscape, regulatory compliance is a necessity for regulated institutions worldwide. Among the myriad compliance challenges, managing risks associated with Politically Exposed Persons (PEPs) and sanctioned individuals demands rigorous scrutiny...

Learn more
Bonnie Donaghue, Customer Success Manager at REG Technologies
Adverse Media Screening

Adverse Media Screening

The insurance industry and the regulatory requirements around counterparty risk is always evolving, and so the obligations to minimise the risk and safeguard customers is becoming much more challenging for insurance companies. In the wake of COVID-19, financial crime continues to increase and whilst not all of these can be stopped, it is crucial they are recognised.

Learn more
Picture of Victoria Slade, head of sales at REG Technologies

Sanctions Screening and Responsibilities of Insurance Brokers

Regardless of their role in an insurance deal, brokers must verify that their potential clients and trading partners aren't barred from entering insurance transactions. However, carrying out these checks can be a challenging task. What is the impact of the task and responsibilities brokers have and how can they manage risks?

Learn more
Paul Tasker, CEO of REG Technologies

Sanctions and Russia

With the UK government imposing a tranche of sanctions on Russia in response to the situation in Ukraine, make sure you're up to date with UK sanctions obligations. All firms regulated by the Financial Conduct Authority must have appropriate policies in place to make sure they comply with sanctions legislation. This includes carrying out regular and appropriate checks of sanctions lists...

Learn more
Paul Tasker, CEO of REG Technologies

See how The REG Network can help you

Talk to one of our experts to start streamlining your processes

Book a free demo today