REG Reviews – July 2022
In July we saw the theft of $100M worth of crypto, the FCA's heavy fine for a London market broker and WTW's new prediction tool...
Even though the Covid-19 pandemic has begun to slow, with many offices establishing a timeline for their employees to return to work, the amount of organisations that still operate on a hybrid platform is extensive. Businesses are embracing the importance of protecting business data in a hybrid environment...
Regardless of their role in an insurance deal, brokers must verify that their potential clients and trading partners aren't barred from entering insurance transactions. However, carrying out these checks can be a challenging task. What is the impact of the task and responsibilities brokers have and how can they manage risks?
With the UK government imposing a tranche of sanctions on Russia in response to the situation in Ukraine, make sure you're up to date with UK sanctions obligations. All firms regulated by the Financial Conduct Authority must have appropriate policies in place to make sure they comply with sanctions legislation. This includes carrying out regular and appropriate checks of sanctions lists...
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